Austin, TX Financial Advisor | Serving Area Codes 512 & 737 | Travis, Williamson, Hays Counties

Financial Planning, Investment Advising, & Retirement Planning

Independent, Fiduciary Financial Services

Austin, the 11th-most populous city in the United States, boasts a population of around 2,295,300, and continues to grow as more businesses and people move to Central Texas. If you’re one of Austin’s new residents and are ready to make Austin your home, you’ll need a financial advisor. Whether you’ve moved here for a new career opportunity or you’re looking forward to retiring in the near future, finding and building a relationship with a local financial advisor can relieve some of the stress that comes with starting over in a new city.

As you're looking for a financial advisor or an investment advisor to help you identify and achieve your dreams and goals, it’s important you find someone you can trust. A company with a strong local presence that serves Austin-area clients and connects with each client on a personal level can be a highly effective asset to you.

Having a financial advisor and financial services available to you in Central Texas means you can form a long-term relationships with a local professional who is a part of your community and knows the ins and outs of financial regulations in Texas. Work with Strategic Investment Management to forge a lifelong partnership with an Austin-based advisor and get the credible financial planning, investment management, and retirement planning services you need.

Meet Roger Brooks, AIF®

I’m Roger Brooks, partner and financial advisor, at Strategic Investment Management.

My wife, three kids, and I live in Round Rock, TX, where we stay involved in many sports and outdoor hobbies. We love being near the water every chance we get.

My wife and I spent many of our younger years in New York City. My wife is from Grenada, West Indies and I played basketball and graduated from CUNY - Brooklyn College.

NYC is where I got my start in finance, and I couldn't get away from Wall Street fast enough. I wanted to be an independent advocate for clients who had worked hard and needed a knowledgeable partner who works with their best interest in mind. I was tired of seeing people sold financial products they didn't need. I'm grateful I get to advocate for my clients independently every day at Strategic Investment Management.

Is a Financial Advisor Right for You?

Our first priority is helping you take care of yourself and your family. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. Long-term relationships that encourage open and honest communication have been the cornerstone of my foundation of success.

Take the 2-min Assessment

Representing Residents of Central Texas

Incorporated in 1839, Austin is the capital of Texas, and the Greater Austin Metropolitan Statistical Areas was named the 26th largest U.S. metropolitan economy in 2019. In an area where the population and cost of living continue to rise, making the most of your finances is essential. We want to help make sure you’re financial preparing, saving, and investing in the most effective way for you and your family.

We pride ourselves on helping residents in Travis, Williamson, and Hays Counties organize their financial life, address their financial landscape, and monitor their progress as they work toward their financial goals. We keep our clients at the heart of everything we do, and want to help those in the Austin-metro area make the most of their finances and work toward their desired destination.

Whether you are already in the Austin area or are planning to move here, finding the right local financial advisor can help you feel more secure and prepared for your financial future. Contact us today to see if Strategic Investment Management is the right fit for you.

Is a Financial Advisor Right for You?

What Independent & Fiduciary Means for You

Your Goals

As a fiduciary, we can help you focus on your future. Through getting to know you and your goals, we can create a more holistic plan, centered around you. We aim to provide purpose, vision, and direction to your finances to help make your goals a reality. And as we strategize and help you succeed, you can continue focusing on building your prosperous future.

Un-Biased

We create financial plans with your best interests in mind. We don’t push any products or services, so you can be sure that every recommendation we make will be what we think is the best fit for your circumstances. We strive to be your trusted partner throughout our process and allow you to feel confident knowing you’re getting the best advice for your future.

Personalized

One strategy isn’t right for everyone – your financial goals and future are as unique as you are. Through working with an independent wealth management firm, you receive our undivided attention to help you through our process of planning, executing, and the necessary follow-up steps.

Fee-Only

Through our fee-only pay structure, we can build a transparent relationship with you. You’ll receive best-fit recommendations without any conflicts of interest or the pressure to use any product or service. We are here to help you succeed. We put you first, so you can have the experience and life you deserve.

Client-Centered Process

At Strategic Investment Management, we’re here to serve you. Using our client-centered approach, we concentrate on getting to know you better to produce financial advice and recommendations designed to fit your life. The more we focus on your goals and helping you achieve your financial and investment objectives, the more we can hone in on the strategies that help you thrive throughout your life.

As fiduciaries, our approach also means that we can provide objective advice without a conflict of interest. Whether you’re just starting on your financial journey or are ready to develop your portfolio more deeply, we can provide the education and strategies you need to manage your money and your life.

About Us

We are an independent personal finance firm. We combine our deep understanding and extensive training in finance to develop a trusting relationship with you to empower you to build a prosperous future.

About Us

Our Approach

Our highly disciplined investment philosophies put you at the center. Equipped with our extensive financial education and a fee-only structure, our aim at Strategic Investment Management is to address your wealth management needs with excellence.

Our Approach

Financial Services

Our services are geared to help you build, grow, and protect all you’ve worked for. We offer clear, straight-forward plans designed to fit your individual goals and dreams. Ready to remove complexity from finance and forge a lifelong partnership?

Financial Services

Contact Us

While we are located in Austin, TX, we serve clients in several states around the U.S. Interested to see how a comprehensive financial plan can give you confidence today and tomorrow? Reach out today.

Contact Us

Is a Financial Advisor Right for You?

Our first priority is helping you take care of yourself and your family. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. Long-term relationships that encourage open and honest communication have been the cornerstone of my foundation of success.

Take the 2-min Assessment

Austin, Texas and Travis County have many points of interest that are fun for everyone. Explore these local attractions with your family.

Content sponsored by Strategic Investment Management.